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Klinton David Mccoy

Charles Schwab & Co., Inc.

Austin, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-09-11
  • TX RA
    APPROVED
    Since 2009-09-11

Branch Locations

11800 Schwab Way, Austin, TX 78758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Austin TX 08/2009 Present
Td Ameritrade, Inc. Austin TX 11/2021 06/2024
Previous Registrations
  • 2021-11-03 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Austin, TX
  • 2008-09-25 → 2009-03-19
    Edward Jones
    Bee Cave, TX
    St Louis, MO
    Austin, TX
Other Businesses

Best Day Ever Rentals|Investment Related:No|1925 Comfort;Canyon Lake;TX;78133;USA|Hotels/Lodging|Passive Owner|2022-12-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|AirBND listing of owned real estate. My wife is the listed business owner who also manages all property affairs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-11
S63 Uniform Securities Agent State Law Examination 2006-10-14
  • S66 Uniform Combined State Law Examination
    2008-09-11
  • S63 Uniform Securities Agent State Law Examination
    2006-10-14
Other Names
  • Klint David Mccoy
  • Klint Mccoy

View on SEC IAPD

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