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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-03-31 |
| RI | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
North Smithfield, RI • United States
109 University Ave Ste 107, Westwood, MA 02090-2306 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Smithfield | RI | 06/2022 | Present |
| Phoenix Rising Equestrian Center | North Smithfield | RI | 04/2021 | 06/2022 |
| Valley View Riding Stables | Dayville | CT | 09/2020 | 03/2022 |
| Mother Of Hope Day Camp | Chepachet | RI | 05/2020 | 08/2020 |
| Net Ministries | West St. Paul | MN | 08/2018 | 04/2020 |
| Office Of Dr. Susan Donahue, Chiropractor | North Smithfield | RI | 02/2018 | 07/2018 |
| Kohl's | North Smithfield | RI | 07/2017 | 06/2018 |
| Dunkin | Woonsocket | RI | 06/2016 | 06/2017 |
| Rhode Island College | Providence | RI | 09/2020 | 12/2021 |
| Community College Of Rhode Island | Warwick | RI | 08/2016 | 07/2018 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-69340|OrgNmn:Phoenix Rising Equestrian Center|Org Addr:North Smit,Rhode Isla,US|OBA Nature:Horseback riding and boarding |Invst Rel:N|Title:Riding Instructor|Duties:Teaching riding lessons, collecting payment for lessons, and caring for horses|StrtDt:04-12-21|TotHrs/mon:20|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 2022-10-03 |
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