Lilly E Heller

CRD 7582380

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-03-17

NY RA
APPROVED

Since 2025-03-17

Branch Locations

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

1 New York Plaza, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	New York	NY	07/2024	Present
Morgan Stanley	New York	NY	06/2023	08/2023
End Point Corp.	New York	NY	06/2021	06/2021
Unemployment	New York	NY	01/2013	08/2020
University Of Wisconsin-Madison	Madison	WI	08/2020	05/2024

07/2024 → Present

Morgan Stanley

New York, NY
06/2023 → 08/2023

Morgan Stanley

New York, NY
06/2021 → 06/2021

End Point Corp.

New York, NY
01/2013 → 08/2020

Unemployment

New York, NY
08/2020 → 05/2024

University Of Wisconsin-Madison

Madison, WI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-03-17
S63	Uniform Securities Agent State Law Examination	2024-08-05

S65 Uniform Investment Adviser Law Examination

2025-03-17
S63 Uniform Securities Agent State Law Examination

2024-08-05

Other Names

Lilly Emma Heller

View on SEC IAPD

More in Purchase, NY

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