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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-27
  • TX RA
    APPROVED
    Since 2023-04-27

Branch Locations

Boerne, TX • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

2101 Pat Booker Rd Suite 108, University City, TX 78148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Service, Inc Fort Worth TX 07/2022 04/2023
Usaf Jbsa Fsh TX 02/2003 05/2023
First Command Brokerage Services, Inc. Fort Worth TX 04/2023 Present
First Command Advisory Services, Inc. Fort Worth TX 04/2023 Present
First Command Insurance Services, Inc. Fort Worth TX 04/2023 Present
  • 07/2022 → 04/2023
    First Command Brokerage Service, Inc
    Fort Worth, TX
  • 02/2003 → 05/2023
    Usaf
    Jbsa Fsh, TX
  • 04/2023 → Present
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 04/2023 → Present
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 04/2023 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
Other Businesses

Name of the other business: S J Wealth, LLC Whether the business is investment-related: Yes Address of the other business: 2101 Pat Booker Rd, STE 108, Universal City, TX 78148 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Financial Advisor/Owner The start date of your relationship: Feb 01, 2024 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: S J Wealth LLC is the business formed to facilitate my advisor role First Command.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-12
  • S66 Uniform Combined State Law Examination
    2022-11-12

View on SEC IAPD

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