Andrew Earl Clark

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03

NY RA
APPROVED

Since 2021-08-03

Branch Locations

Niskayuna, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Niskayuna	NY	02/2006	Present

02/2006 → Present

Lpl Financial Llc

Niskayuna, NY

Previous Registrations

2006-11-08 → 2011-02-23

Cornerstone Wealth Management Group

Hagerstown, MD

Other Businesses

1. 5/8/2020 - Clark Financial Planning, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/01/2020 - 160 Hours Per Month/6 Hours During Securities Trading. 2. 2/5/2021 - Advisors Insurance Brokers - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker - Started 02/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-09-07

S66 Uniform Combined State Law Examination

2006-09-07

Other Names

Drew Earl Clark
Andy Earl Clark

View on SEC IAPD