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Vaughn Smith-Spruill

Strategic Advisers LLC

Providence, RI

Smithfield, RI

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • RI RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Providence, RI • United States

900 Salem Street, Smithfield, RI 02917-1243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Smithfield RI 06/2022 Present
Citizens Bank Johnston RI 09/2020 03/2022
Citizens Bank Riverside RI 09/2020 03/2021
Securitas Security Services Warwick RI 01/2019 04/2021
Mcdonalds Providence RI 06/2013 12/2018
City Of Providence/Madeline Rogers Providence RI 06/2016 09/2016
University Of Rhode Island Kingston RI 09/2015 05/2018
Fidelity Investments Boston MA 03/2025 Present
  • 06/2022 → Present
    Fidelity Investments
    Smithfield, RI
  • 09/2020 → 03/2022
    Citizens Bank
    Johnston, RI
  • 09/2020 → 03/2021
    Citizens Bank
    Riverside, RI
  • 01/2019 → 04/2021
    Securitas Security Services
    Warwick, RI
  • 06/2013 → 12/2018
    Mcdonalds
    Providence, RI
  • 06/2016 → 09/2016
    City Of Providence/Madeline Rogers
    Providence, RI
  • 09/2015 → 05/2018
    University Of Rhode Island
    Kingston, RI
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2024-05-02 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Smithfield, RI
Other Businesses

OBA-118946|OrgNmn:Vaughn Smith-Spruill|Org Addr:Providence,Rhode Isla,US|OBA Nature:Sneaker and clothing sales.|Invst Rel:N|Title:Sole Proprietor|Duties:Sourcing and managing online inventory. Fullfillment of orders received via various shipping methods. Inventory will be funded via a credit ca|StrtDt:|TotHrs/mon:8|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-22
S63 Uniform Securities Agent State Law Examination 2023-04-03
  • S66 Uniform Combined State Law Examination
    2024-04-22
  • S63 Uniform Securities Agent State Law Examination
    2023-04-03
Other Names
  • Vaughn Makye Smith
  • Vaughn Smith-Spruill
  • Vaughn Makye Smith-Spruill

View on SEC IAPD

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