Colin H Dalton

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2017 → 08/2019
  Ymca
  Summit, NJ
• 08/2019 → 05/2023
  Loyola Maryland
  Baltimore, MD
• 07/2023 → 05/2024
  Redwood Financial Planning
  Scotch Plains, NJ
• 09/2024 → 03/2025
  Felina
  Summit, NJ
• 01/2015 → 06/2017
  Student
  Summit, NJ
• 05/2024 → 09/2024
  Unemployed
  Summit, NJ
• 05/2023 → 07/2023
  Unemployed
  Summit, NJ
• 02/2023 → 03/2023
  Shirleys
  Baltimore, MD
• 05/2022 → 08/2022
  Huntley Taverne
  Summit, NJ
• 05/2021 → 12/2021
  Mountainview Roofing
  Summit, NJ
• 06/2022 → 12/2022
  Securian Financial Services Inc
  St Paul, MN
• 05/2025 → 01/2026
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 05/2025 → Present
  Northwestern Mutual Investment Services Llc
  Bedminster, NJ
• 01/2026 → Present
  Kevin Cosgrove
  Bedminster, NJ

Previous Registrations

• 2023-10-13 → 2024-05-31
  Redwood Financial Planning, Llc
  Scotch Plains, NJ

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-11-07
• S65 Uniform Investment Adviser Law Examination
  2023-08-25

Other Names

• Colin H Dalton