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Ally Invest Advisors CRD 170301
$1.73B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-22 |
Branch Locations
601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ally Invest Securities Llc | Charlotte | NC | 07/2023 | Present |
| Charlotte City Club | Charlotte | NC | 09/2023 | 02/2024 |
| Total Wine & More | Kennesaw | GA | 09/2022 | 12/2022 |
| Ally Financial | Charlotte | NC | 05/2022 | 07/2023 |
| Total Wine & More | Kennesaw | GA | 11/2021 | 02/2022 |
| Target Inc. | Woodstock | GA | 12/2020 | 02/2021 |
| Ally Financial | Charlotte | NC | 05/2021 | 08/2021 |
| State Farm Agency | Atlanta | GA | 06/2019 | 07/2019 |
| Delta Community Credit Union | Marietta | GA | 07/2017 | 08/2018 |
| Marietta High School | Marietta | GA | 08/2014 | 05/2018 |
| Hampton University | Hampton | VA | 08/2018 | 05/2021 |
| Hodges University | Fort Myers | FL | 08/2021 | 12/2022 |
| Hodges University | Fort Myers | FL | 08/2023 | 05/2024 |
| Ally Invest Advisors | Charlotte | NC | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-20 |
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