Colin Arnold Richards

Employer firm

Sequoia Financial Group, L.l.c. CRD 117756

$32.2B regulatory AUM 100 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2022 → 02/2024
  New York Life Insurance
  Fargo, ND
• 05/2022 → 08/2022
  Unemployed
  Glenwood, MN
• 05/2019 → 08/2019
  Willmar Fabrication
  Benson, MN
• 06/2018 → 09/2018
  Pezhekee National Golf Course
  Glenwood, MN
• 09/2017 → 05/2022
  Concordia College
  Moorhead, MN
• 03/2017 → 08/2017
  Hunts Resort
  Glenwood, MN
• 09/2010 → 05/2017
  Minnewaska Area Schools
  Glenwood, MN
• 09/2022 → 02/2024
  Nylife Securities Llc
  Fargo, ND
• 02/2024 → 09/2025
  Avantax Investment Services Inc.
  Glenwood, MN
• 02/2024 → 09/2025
  Avantax Insurance Agency
  Glenwood, MN
• 02/2024 → 09/2025
  Avantax Advisory Services
  Glenwood, MN
• 02/2024 → 08/2026
  Wagsness, Ogdahl & Associates
  Glenwood, MN
• 06/2025 → 08/2026
  Truplan Financial Planners
  Plymouth, MN
• 09/2025 → 08/2026
  Cetera Wealth Services, Llc
  Plymouth, MN
• 09/2025 → 08/2026
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2026 → Present
  Sequoia Financial Group
  Akron , OH

Previous Registrations

• 2025-09-05 → 2026-08-13
  Cetera Investment Advisers Llc
  Plymouth, MN
  Plymouth, MN
  Glenwood, MN
• 2024-02-15 → 2025-09-05
  Avantax Advisory Services
  Glenwood, MN
  Dallas, TX
  Plymouth, MN

Other Businesses

1)PERSONAL INVESTMENT, CEO ENTERPRISES POSITION: Investor NATURE: I am investing in my parent's S-Corp that owns and manages income properties. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/25/2024 ADDRESS: 23950 North Lakeshore Drive, Glenwood MN 56334, United States DESCRIPTION: My role as an investor is to initially provide capital. As a partial owner I will also provide personal input on future business decisions and strategies. I will likely also be involved in some maintenance/development projects that are inherent with owning a rental property/unit.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-02-15
• S63 Uniform Securities Agent State Law Examination
  2022-11-23

Other Names

• Colin Arnold Richards
• Colin Richards