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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2025-04-25 |
| NY | RA | APPROVED | 2025-04-17 |
| TX | RA | APPROVED | 2025-04-17 |
Branch Locations
1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Franklin Capital Strategies | Vienna | VA | 08/2023 | 12/2024 |
| Franklin Capital Strategies | Vienna | VA | 06/2022 | 09/2022 |
| National Capital Bank | Washington | DC | 05/2021 | 08/2021 |
| Washington Golf & Country Club | Arlington | VA | 03/2017 | 12/2024 |
| The Country Club Of Fairfield | Fairfield | CT | 10/2020 | 12/2021 |
| Columbia Country Club | Chevy Chase | MD | 12/2018 | 08/2019 |
| Gonzaga College High School | Washington | DC | 08/2015 | 05/2019 |
| Fairfield University | Fairfield | CT | 09/2019 | 05/2023 |
| Nylife Securities Llc | Vienna | VA | 06/2022 | 12/2024 |
| Eagle Strategies Llc | Vienna | VA | 07/2024 | 12/2024 |
| J.P. Morgan Securities Llc | New York | NY | 01/2025 | 04/2025 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 01/2025 | 04/2025 |
| Rbc Capital Markets, Llc | New York City | NY | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-10 |
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