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Brayden Lee Rethman

Cetera Investment Advisers LLC

Overland Park, KS

CRD 7581817

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-21
KS RA APPROVED 2024-05-14
  • TX RA
    APPROVED
    Since 2024-06-21
  • KS RA
    APPROVED
    Since 2024-05-14

Branch Locations

10955 Lowell Ave Ste 900, 910, 920, 100, & 200, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prosperity Advisors Overland Park KS 06/2022 Present
Prosperity Advisors, Llc Overland Park KS 01/2023 01/2023
Prosperity Advisors, Llc Overland Park KS 06/2022 07/2022
Full Time Student Emporia And Manhattan KS 06/2013 05/2023
Cetera Advisors Llc St Cloud MN 06/2022 08/2023
Cetera Advisors Llc St Cloud MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 05/2024 Present
  • 06/2022 → Present
    Prosperity Advisors
    Overland Park, KS
  • 01/2023 → 01/2023
    Prosperity Advisors, Llc
    Overland Park, KS
  • 06/2022 → 07/2022
    Prosperity Advisors, Llc
    Overland Park, KS
  • 06/2013 → 05/2023
    Full Time Student
    Emporia And Manhattan, KS
  • 06/2022 → 08/2023
    Cetera Advisors Llc
    St Cloud, MN
  • 08/2023 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 05/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: PROSPERITY ADVISORS LLC ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 06/2022; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-11
  • S66 Uniform Combined State Law Examination
    2024-05-11

View on SEC IAPD

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