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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-21 |
| KS | RA | APPROVED | 2024-05-14 |
Branch Locations
10955 Lowell Ave Ste 900, 910, 920, 100, & 200, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prosperity Advisors | Overland Park | KS | 06/2022 | Present |
| Prosperity Advisors, Llc | Overland Park | KS | 01/2023 | 01/2023 |
| Prosperity Advisors, Llc | Overland Park | KS | 06/2022 | 07/2022 |
| Full Time Student | Emporia And Manhattan | KS | 06/2013 | 05/2023 |
| Cetera Advisors Llc | St Cloud | MN | 06/2022 | 08/2023 |
| Cetera Advisors Llc | St Cloud | MN | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 05/2024 | Present |
1. NAME OF OTHER BUSINESS: PROSPERITY ADVISORS LLC ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 06/2022; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-11 |
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