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Cory Poncelet

Financial Management Services, Inc

Overland Park, KS

Rochester, MN

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Current Employers
Financial Management Services, Inc

11235 Mastin Street Suite 203, Overland Park, KS 66210 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-09-27
KS RA APPROVED 2022-07-11
  • MN RA
    APPROVED
    Since 2023-09-27
  • KS RA
    APPROVED
    Since 2022-07-11

Branch Locations

11235 Mastin Street Suite 203, Overland Park, KS 66210 • United States

Rochester, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfi Consulting, Llc Oronoco MN 04/2015 07/2022
Financial Management Services, Inc Overland Park KS 07/2022 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-09
  • S65 Uniform Investment Adviser Law Examination
    2022-07-09

View on SEC IAPD

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DEANN MICHELE ELMORE
BRETT CHRISTOPHER KUNSHEK

Other Offices

MARINER · OVERLAND PARK, KS
MARINER INDEPENDENT · OVERLAND PARK, KS
MARINER WEALTH · OVERLAND PARK, KS
MARINER · OVERLAND PARK,, KS
PCG WEALTH MANAGEMENT · OVERLAND PARK, KS
MARINER ADVISOR NETWORK · OVERLAND PARK, KS
ASPEN PRIVATE CREDIT MANAGER, LLC · OVERLAND PARK, KS
AMERIPRISE FINANCIAL SERVICES, LLC · Overland Park, KS

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