Best Investors
Account
Sign in
Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-01-08 |
| TX | RA | APPROVED_RES | 2024-01-03 |
| RI | RA | APPROVED | 2023-10-14 |
Branch Locations
101 Derby St, Hingham, MA 02043 • United States
1 Financial Plaza, Providence, RI 02903 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gladstone Wealth Partners | Warwick | RI | 01/2020 | 08/2023 |
| Edelman Financial Engines | Warwick | RI | 04/2019 | 01/2020 |
| Raymour & Flanigan | Warwick | RI | 09/2015 | 04/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Providence | RI | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-05-19 |
| S65 | Uniform Investment Adviser Law Examination | 2022-04-12 |
Reach out to this advisor