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Ashley L Tormey

Fisher Investments

Tampa, FL

Plano, TX

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Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-16
TX RA APPROVED 2024-04-09
  • FL RA
    APPROVED
    Since 2024-04-16
  • TX RA
    APPROVED
    Since 2024-04-09

Branch Locations

3109 W Martin L King Jr Blvd Ste 600, Tampa, FL 33607 • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Temple Terrace FL 07/2022 03/2024
Knack Tutoring Tampa FL 08/2021 05/2023
High Gear Automotive Inc. Englewood FL 01/2021 01/2022
Toy Box Early Learning Center Englewood FL 07/2018 12/2019
Loose Caboose Restaurant Boca Grande FL 07/2017 07/2018
University Of South Florida Tampa FL 01/2020 05/2022
Lemon Bay High School Englewood FL 08/2013 05/2017
Morgan Stanley Temple Terrace FL 01/2023 03/2024
Morgan Stanley Temple Terrace FL 09/2023 03/2024
Fisher Investments Tampa FL 04/2024 Present
  • 07/2022 → 03/2024
    E*Trade Securities Llc
    Temple Terrace, FL
  • 08/2021 → 05/2023
    Knack Tutoring
    Tampa, FL
  • 01/2021 → 01/2022
    High Gear Automotive Inc.
    Englewood, FL
  • 07/2018 → 12/2019
    Toy Box Early Learning Center
    Englewood, FL
  • 07/2017 → 07/2018
    Loose Caboose Restaurant
    Boca Grande, FL
  • 01/2020 → 05/2022
    University Of South Florida
    Tampa, FL
  • 08/2013 → 05/2017
    Lemon Bay High School
    Englewood, FL
  • 01/2023 → 03/2024
    Morgan Stanley
    Temple Terrace, FL
  • 09/2023 → 03/2024
    Morgan Stanley
    Temple Terrace, FL
  • 04/2024 → Present
    Fisher Investments
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-27
S63 Uniform Securities Agent State Law Examination 2022-12-02
  • S65 Uniform Investment Adviser Law Examination
    2024-03-27
  • S63 Uniform Securities Agent State Law Examination
    2022-12-02

View on SEC IAPD

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