Alvin Themistocle

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-12-19

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	07/2023	Present
Penn State University	State College	PA	08/2019	05/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	06/2022	08/2022
Pricewatercooper	Remote	NY	10/2021	12/2021
Ripplematch	Remote	NY	10/2021	10/2021
Energy Impact Partners	New York	NY	06/2021	08/2021
Moses Brown School	Providence	RI	07/2014	05/2019
Nugen Capital Management	Bristol	RI	08/2022	05/2023

07/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
08/2019 → 05/2023

Penn State University

State College, PA
06/2022 → 08/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
10/2021 → 12/2021

Pricewatercooper

Remote, NY
10/2021 → 10/2021

Ripplematch

Remote, NY
06/2021 → 08/2021

Energy Impact Partners

New York, NY
07/2014 → 05/2019

Moses Brown School

Providence, RI
08/2022 → 05/2023

Nugen Capital Management

Bristol, RI

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-12-18