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Emily Brooke Waits

Ubs Financial Services Inc.

Greenville, SC

Travelers Rest, SC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-01-20
  • SC RA
    APPROVED
    Since 2023-01-20

Branch Locations

17 West Mcbee Ave Poinsett Plaza, Greenville, SC 29601 • United States

Travelers Rest, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Patewood Rehabilitation Greenville SC 10/2016 06/2017
Health Pro Greenville SC 06/2017 04/2018
Healthpro Saint Paul SC 04/2018 12/2019
Presbyterian Homes Wayzata MN 07/2018 01/2020
Ati Physical Therapy Greenville SC 01/2020 11/2021
Prisma Travelers Rest SC 11/2021 08/2022
Ubs Greenville SC 08/2022 Present
Greenville Technical College Greer SC 08/2014 10/2016
Walker Methodist West Saint Paul MN 09/2018 08/2019
Remedy Therapy Solutions Minneapolis MN 08/2018 12/2019
  • 10/2016 → 06/2017
    Patewood Rehabilitation
    Greenville, SC
  • 06/2017 → 04/2018
    Health Pro
    Greenville, SC
  • 04/2018 → 12/2019
    Healthpro
    Saint Paul, SC
  • 07/2018 → 01/2020
    Presbyterian Homes
    Wayzata, MN
  • 01/2020 → 11/2021
    Ati Physical Therapy
    Greenville, SC
  • 11/2021 → 08/2022
    Prisma
    Travelers Rest, SC
  • 08/2022 → Present
    Ubs
    Greenville, SC
  • 08/2014 → 10/2016
    Greenville Technical College
    Greer, SC
  • 09/2018 → 08/2019
    Walker Methodist
    West Saint Paul, MN
  • 08/2018 → 12/2019
    Remedy Therapy Solutions
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-20
  • S66 Uniform Combined State Law Examination
    2023-01-20
Other Names
  • Emily Brooke Waits

View on SEC IAPD

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GOEPPER BURKHARDT LLC
DBA BIG MONEY RETIREMENT AND BIG RETIREMENT
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Other Investors

Benjamin Kenneth Clauss
Carter Wyatt McCrary
Joy Faith Jennings
TIMOTHY SHALER SMITH
Bradley James LaRue
John Landis
William Douglas Ellison
KENNETH E HICKS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · GREENVILLE, SC
FORTIS CAPITAL ADVISORS, LLC · Greenville, SC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GREENVILLE, SC
THE HUNTINGTON INVESTMENT COMPANY · Greenville, SC
THE HUNTINGTON INVESTMENT COMPANY · Greenville, SC
AMERIPRISE FINANCIAL SERVICES, LLC · Greenville, SC
GOEPPER BURKHARDT LLC · GREENVILLE, SC
DBA BIG MONEY RETIREMENT AND BIG RETIREMENT · GREENVILLE, SC

More in Greenville, SC

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