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Yvette Beatriz Medina

Ubs Financial Services Inc.

Long Island City, NY

New York, NY

CRD 7581515

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-05
NJ RA APPROVED 2024-08-07
  • NY RA
    APPROVED
    Since 2025-05-05
  • NJ RA
    APPROVED
    Since 2024-08-07

Branch Locations

Long Island City, NY • United States

299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Weehawken NJ 10/2022 Present
Redwood Credit Union Santa Rosa CA 08/2022 10/2022
Summit Financial Advisors San Mateo CA 07/2021 07/2022
Target Eugene OR 06/2020 07/2021
Nordstrom Rack Eugene OR 09/2019 06/2020
Three Twins Ice Cream Petaluma CA 06/2019 09/2019
Petaluma Dental Group Petaluma CA 04/2018 09/2019
University Of Oregon Eugene OR 09/2017 06/2021
Casa Grande High School Petaluma CA 08/2013 06/2017
Petaluma School Of Ballet Petaluma CA 01/2015 09/2017
  • 10/2022 → Present
    Ubs Financial Services Inc
    Weehawken, NJ
  • 08/2022 → 10/2022
    Redwood Credit Union
    Santa Rosa, CA
  • 07/2021 → 07/2022
    Summit Financial Advisors
    San Mateo, CA
  • 06/2020 → 07/2021
    Target
    Eugene, OR
  • 09/2019 → 06/2020
    Nordstrom Rack
    Eugene, OR
  • 06/2019 → 09/2019
    Three Twins Ice Cream
    Petaluma, CA
  • 04/2018 → 09/2019
    Petaluma Dental Group
    Petaluma, CA
  • 09/2017 → 06/2021
    University Of Oregon
    Eugene, OR
  • 08/2013 → 06/2017
    Casa Grande High School
    Petaluma, CA
  • 01/2015 → 09/2017
    Petaluma School Of Ballet
    Petaluma, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-06
  • S66 Uniform Combined State Law Examination
    2024-08-06

View on SEC IAPD

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