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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-07-31 |
| SC | RA | APPROVED | 2025-07-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 06/2022 | 02/2025 |
| Unemployed | Charlotte | NC | 03/2022 | 06/2022 |
| Harris Teeter | Waxhaw | NC | 07/2017 | 03/2021 |
| Appalachian State University | Boone | NC | 08/2012 | 05/2017 |
| Unemployed | Waxhaw | NC | 05/2017 | 06/2017 |
| Charlotte-Mecklenburg Schools | Charlotte | NC | 03/2021 | 05/2021 |
| Charlotte-Mecklenburg Schools | Charlotte | NC | 05/2021 | 06/2021 |
| Charlotte- Mecklenburg Schools | Charlotte | NC | 08/2021 | 03/2022 |
| Self Employed | Charlotte | NC | 05/2017 | 03/2023 |
| Lpl Financial Llc | Fort Mill | SC | 02/2025 | Present |
1) 03/27/2025 - Sebo's Painting & Art LLC - Not Investment Related - Other - Home Based - Start Date :01/01/2024 - 10 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2022-08-12 |
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