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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-07-31
SC RA APPROVED 2025-07-31
  • NC RA
    APPROVED
    Since 2025-07-31
  • SC RA
    APPROVED
    Since 2025-07-31

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Waxhaw, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2022 02/2025
Unemployed Charlotte NC 03/2022 06/2022
Harris Teeter Waxhaw NC 07/2017 03/2021
Appalachian State University Boone NC 08/2012 05/2017
Unemployed Waxhaw NC 05/2017 06/2017
Charlotte-Mecklenburg Schools Charlotte NC 03/2021 05/2021
Charlotte-Mecklenburg Schools Charlotte NC 05/2021 06/2021
Charlotte- Mecklenburg Schools Charlotte NC 08/2021 03/2022
Self Employed Charlotte NC 05/2017 03/2023
Lpl Financial Llc Fort Mill SC 02/2025 Present
  • 06/2022 → 02/2025
    The Vanguard Group, Inc.
    Charlotte, NC
  • 03/2022 → 06/2022
    Unemployed
    Charlotte, NC
  • 07/2017 → 03/2021
    Harris Teeter
    Waxhaw, NC
  • 08/2012 → 05/2017
    Appalachian State University
    Boone, NC
  • 05/2017 → 06/2017
    Unemployed
    Waxhaw, NC
  • 03/2021 → 05/2021
    Charlotte-Mecklenburg Schools
    Charlotte, NC
  • 05/2021 → 06/2021
    Charlotte-Mecklenburg Schools
    Charlotte, NC
  • 08/2021 → 03/2022
    Charlotte- Mecklenburg Schools
    Charlotte, NC
  • 05/2017 → 03/2023
    Self Employed
    Charlotte, NC
  • 02/2025 → Present
    Fort Mill, SC
Other Businesses

1) 03/27/2025 - Sebo's Painting & Art LLC - Not Investment Related - Other - Home Based - Start Date :01/01/2024 - 10 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-31
S63 Uniform Securities Agent State Law Examination 2022-08-12
  • S65 Uniform Investment Adviser Law Examination
    2025-07-31
  • S63 Uniform Securities Agent State Law Examination
    2022-08-12
Other Names
  • Seth Condon

View on SEC IAPD

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