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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13

Branch Locations

50 Pointe Dr, Brea, CA 92821 • United States

60 Livingston Ave, Saint Paul, MN 55107 • United States

Yorba Linda, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pacific Life Insurance Company Newport Beach CA 11/2012 09/2019
Pacific Select Distributors Newport Beach CA 11/2012 09/2019
Sageview Advisory Group Irvine CA 09/2019 01/2026
Cetera Wealth Services, Llc El Segundo CA 09/2019 01/2026
Happy Flow Yoga Placentia CA 07/2019 02/2021
Core Power Yoga Brea CA 03/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 01/2026
U.S. Bancorp Investments, Inc. Brea CA 01/2026 02/2026
U.S. Bancorp Advisors, Llc Brea CA 02/2026 Present
  • 11/2012 → 09/2019
    Pacific Life Insurance Company
    Newport Beach, CA
  • 11/2012 → 09/2019
    Pacific Select Distributors
    Newport Beach, CA
  • 09/2019 → 01/2026
    Sageview Advisory Group
    Irvine, CA
  • 09/2019 → 01/2026
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 07/2019 → 02/2021
    Happy Flow Yoga
    Placentia, CA
  • 03/2021 → Present
    Core Power Yoga
    Brea, CA
  • 06/2023 → 01/2026
    Schaumburg, IL
  • 01/2026 → 02/2026
    Brea, CA
  • 02/2026 → Present
    Brea, CA
Previous Registrations
Other Businesses

1) CorePower Yoga; Not Investment-related; Brea, CA; Yoga Instructor; Yoga Instructor; 03/01/2021; 16 hours/month; 0 hours/trading; I teach yoga.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-02
S63 Uniform Securities Agent State Law Examination 2019-01-23
  • S65 Uniform Investment Adviser Law Examination
    2020-07-02
  • S63 Uniform Securities Agent State Law Examination
    2019-01-23
Other Names
  • Sharina Maria Shields

View on SEC IAPD

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