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Thomas Allen Lewis

Equitable Advisors, LLC

Galesburg, IL

Peoria, IL

CRD 7580901

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-07-28
  • IL RA
    APPROVED
    Since 2022-07-28

Branch Locations

Galesburg, IL • United States

901 W. Glen Avenue Suite B, Peoria, IL 61614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dick's Sporting Goods Burlington IA 03/2022 09/2022
Equitable Advisors, Llc New York NY 06/2022 Present
Dick's Sporting Goods Des Peres MO 06/2020 03/2022
Dick's Sporting Goods Burlington IA 09/2018 06/2020
College Pro Painters Chicago IL 03/2017 09/2018
Illinois College Jacksonville IL 08/2016 03/2017
Illinois College Jacksonville IL 08/2014 05/2018
  • 03/2022 → 09/2022
    Dick's Sporting Goods
    Burlington, IA
  • 06/2022 → Present
    Equitable Advisors, Llc
    New York, NY
  • 06/2020 → 03/2022
    Dick's Sporting Goods
    Des Peres, MO
  • 09/2018 → 06/2020
    Dick's Sporting Goods
    Burlington, IA
  • 03/2017 → 09/2018
    College Pro Painters
    Chicago, IL
  • 08/2016 → 03/2017
    Illinois College
    Jacksonville, IL
  • 08/2014 → 05/2018
    Illinois College
    Jacksonville, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-28
  • S66 Uniform Combined State Law Examination
    2022-05-28
Other Names
  • Thomas Allen Lewis
  • Thomas Lewis

View on SEC IAPD

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