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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-01
  • NC RA
    APPROVED
    Since 2025-10-01

Branch Locations

4350 Congress St Suite 400, Charlotte, NC 28209 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baird Charlotte NC 07/2024 Present
Unemployed Charlotte NC 04/2024 06/2024
Debtbook Charlotte NC 10/2023 03/2024
Unemployed Louisville KY 08/2022 09/2023
Shepherd Financial Louisville KY 05/2022 07/2022
Unemployed Louisville KY 01/2014 04/2022
  • 07/2024 → Present
    Baird
    Charlotte, NC
  • 04/2024 → 06/2024
    Unemployed
    Charlotte, NC
  • 10/2023 → 03/2024
    Debtbook
    Charlotte, NC
  • 08/2022 → 09/2023
    Unemployed
    Louisville, KY
  • 05/2022 → 07/2022
    Shepherd Financial
    Louisville, KY
  • 01/2014 → 04/2022
    Unemployed
    Louisville, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-30
S63 Uniform Securities Agent State Law Examination 2025-08-18
  • S65 Uniform Investment Adviser Law Examination
    2025-09-30
  • S63 Uniform Securities Agent State Law Examination
    2025-08-18
Other Names
  • Samuel Hunt

View on SEC IAPD

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