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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-25
  • NY RA
    APPROVED
    Since 2025-09-25

Branch Locations

85 Civic Center Plaza Ste 100, Poughkeepsie, NY 12601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Poughkeepsie NY 06/2022 Present
State University Of New York At Plattsburgh Plattsburgh NY 08/2019 05/2023
Our Lady Of Lourdes High School Poughkeepsie NY 09/2016 06/2019
  • 06/2022 → Present
    Poughkeepsie, NY
  • 08/2019 → 05/2023
    State University Of New York At Plattsburgh
    Plattsburgh, NY
  • 09/2016 → 06/2019
    Our Lady Of Lourdes High School
    Poughkeepsie, NY
Other Businesses

Business Ownership; Arbor Capital Wealth Advisors; Co-owner; Manage Ameriprise Business; 85 Civic Center Plaza, Suite 100, Poughkeepsie, NY, 12601; Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Arbor Capital Wealth Advisors; Co-owner; Manage advisory business; 85 Civic Center Plaza, Suite 100, Poughkeepsie, NY, 12601; Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-19
  • S66 Uniform Combined State Law Examination
    2025-09-19

View on SEC IAPD

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