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Mariner CRD 140195
$125B regulatory AUM 216 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-03-31 |
| VA | RA | APPROVED | 2026-03-11 |
Branch Locations
Washington, DC • United States
1640 Boro Place 4Th Floor, Suite 420, Mclean, VA 22102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hightower Advisors | Washington | DC | 06/2024 | 03/2026 |
| University Of Arizona | Tucson | AZ | 08/2020 | 06/2024 |
| Berkley High School | Berkley | MI | 08/2016 | 06/2020 |
| Jp Morgan | New York | NY | 06/2023 | 08/2023 |
| Mariner | Washington | DC | 03/2026 | Present |
| Wells Fargo | Boston | MA | 06/2022 | 08/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-07 |
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