Barry Howard Kaplan

Employer firm

Modera Wealth Management, LLC CRD 155649

$17.7B regulatory AUM 43 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2003 → 12/2016
  Southern Wealth Management, Inc. D.B.A. Cambridge Wealth Counsel
  Atlanta, GA
• 01/2017 → Present
  Modera Wealth Management, Llc
  Atlanta, GA

Previous Registrations

• 2006-09-30 → 2017-02-28
  Cambridge Wealth Counsel
  Atlanta, GA

Other Businesses

1.)NAME OF OBA: KAPLAN, KAPLAN, KAPLAN; ADDRESS OF OBA: 3 OLD FULLER MILL RD, MARIETTA, GA 30067; NATURE: FAMILY INVESTMENT PARTNERSHIP; INVESTMENT RELATED: YES; TITLE WITH OBA: MANAGING PARTNER; DUTIES: BUSINESS AND TAX ADMINISTRATION; START DATE: 1983; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; 2.)NAME OF OBA: KAPLAN, KAPLAN, WIEDER; ADDRESS OF OBA: 3 OLD FULLER MILL RD, MARIETTA, GA 30067; NATURE: FAMILY INVESTMENT PARTNERSHIP; INVESTMENT RELATED: YES; TITLE WITH OBA: MANAGING PARTNER; DUTIES: BUSINESS AND TAX ADMINISTRATION; START DATE: 1990; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; 3.)NAME OF OBA: CLIFTON W KAPLAN, LLC; ADDRESS OF OBA: 3 OLD FULLER MILL RD, MARIETTA, GA 30067; NATURE: FAMILY REAL ESTATE INVESTMENT ENTITY; INVESTMENT RELATED: NO; TITLE WITH OBA: MANAGING MEMBER; DUTIES: REAL ESTATE; START DATE: 2006; APPROX. NUMBER OF HOURS/MONTH: 1.5; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: .75; 4.)NAME OF OBA: KAPLAN VENTURES LLC; ADDRESS OF OBA: 3 OLD FULLER MILL RD, MARIETTA, GA 30067; NATURE: FAMILY INVESTMENT PARTNERSHIP; INVESTMENT RELATED: YES; TITLE WITH OBA: CO-MANAGING MEMBER; DUTIES: BUSINESS AND TAX ADMINISTRATION; START DATE: 1/1/2021; APPROX. NUMBER OF HOURS/MONTH: .25; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0

Designations

• Certified Financial Planner

Other Names

• Barry Kaplan