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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-05-01
  • MN RA
    APPROVED
    Since 2023-05-01

Branch Locations

753 Ameriprise Financial Ctr, Minneapolis, MN 55474-0007 • United States

Burnsville, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Minneapolis MN 01/2023 Present
Irondale Highschool New Brighton MN 06/2016 05/2019
Anoka-Ramsey Community College Coon Rapids MN 06/2019 05/2021
Metropolitan State University Saint Paul MN 06/2021 12/2022
Little Caesars Pizza Mounds View MN 12/2016 01/2018
Kwik Trip, Inc. Blaine MN 01/2018 12/2022
Cobalt Blue Media, Llc Blaine MN 08/2020 02/2022
Minnesota State Colleges And University's Blaine MN 09/2021 04/2022
  • 01/2023 → Present
    Minneapolis, MN
  • 06/2016 → 05/2019
    Irondale Highschool
    New Brighton, MN
  • 06/2019 → 05/2021
    Anoka-Ramsey Community College
    Coon Rapids, MN
  • 06/2021 → 12/2022
    Metropolitan State University
    Saint Paul, MN
  • 12/2016 → 01/2018
    Little Caesars Pizza
    Mounds View, MN
  • 01/2018 → 12/2022
    Kwik Trip, Inc.
    Blaine, MN
  • 08/2020 → 02/2022
    Cobalt Blue Media, Llc
    Blaine, MN
  • 09/2021 → 04/2022
    Minnesota State Colleges And University's
    Blaine, MN
Other Businesses

Business Ownership; Besaw Bee-Sting LLC; Owner; Music, Narration, Voice Recording, Ticket Reselling, Reselling goods.; 2005 E 122nd ST APT A13, , Burnsville MN, MN, 55337; Not Investment-Related; 07/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-13
  • S66 Uniform Combined State Law Examination
    2023-04-13

View on SEC IAPD

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