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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-08-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Glowacki & Company | Miami Lake | FL | 05/1996 | 06/2020 |
| Avantax Investment Services, Inc. | Miami Lakes | FL | 06/2006 | 09/2025 |
| Estate Of Lee M Wiegel | Jupiter | FL | 09/2014 | 09/2016 |
| Lee Carol Morris Weigel Tr | Jupiter | FL | 09/2014 | 09/2016 |
| G H Weigel Family Trust | Jupiter | FL | 09/2014 | 09/2016 |
| Gunther Weigel Trust | Jupiter | FL | 09/2014 | 09/2016 |
| Avantax Advisory Services | Miami Lakes | FL | 05/2017 | 09/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2025 | Present |
| Cetera Wealth Services, Llc | Jupiter | FL | 09/2025 | Present |
1) WINDRIFT AT JONATHANS LANDING HOME OWNERS ASSOCIAT POSITION: board member NATURE: treasurer and board member of HOA homeowners association INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2016; Sunrise property managment, 19940 Mona Road suite 5, tequesta FL 33469, US; treasurer
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-05 |
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