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Nathan James Duncan

Mml Investors Services, LLC

Aviston, IL

Murphysboro, IL

CRD 7579856

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-01-11
  • IL RA
    APPROVED
    Since 2023-01-11

Branch Locations

4969 Old Us Highway 50, Aviston, IL 62216 • United States

1400 N Wood Road Suite 25, Murphysboro, IL 62966 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Chesterfield MO 07/2022 Present
Massmutual Insurance Company Chesterfield MO 07/2022 Present
Federal Bureau Of Prisons Greenville IL 01/2012 05/2022
  • 07/2022 → Present
    Chesterfield, MO
  • 07/2022 → Present
    Massmutual Insurance Company
    Chesterfield, MO
  • 01/2012 → 05/2022
    Federal Bureau Of Prisons
    Greenville, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-29
  • S66 Uniform Combined State Law Examination
    2022-11-29
Other Names
  • Nathan Duncan
  • Nathan James Deiters

View on SEC IAPD

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