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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-08-14 |
| TX | RA | APPROVED | 2025-08-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Columbus | OH | 06/2022 | 07/2025 |
| Jpmorgan Securities Llc | Columbus | OH | 06/2022 | 07/2025 |
| Bank Of America | Powell | OH | 06/2020 | 06/2022 |
| Regions Bank | Carmel | IN | 10/2016 | 06/2020 |
| Jpmorgan Chase Bank Na | Indianapolis | IN | 08/2016 | 10/2016 |
| Morgan Stanley | Purchase | NY | 08/2025 | Present |
654708 - The Women's Small Business Accelerator; Investment Related - No; Dublin, Ohio; Civic/Community; Board Member (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 02/2021; During Business Hours: 0; After Business Hours: 4; Business Development/Growth, Fundraising. 654711 - Mary Kay; Investment Related - No; Dallas, Texas; Consulting; Independent Beauty Consultant (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 03/2018; During Business Hours: 0; After Business Hours: 1; Business Development/Growth.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-30 |
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