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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-13 |
| IL | RA | APPROVED | 2023-09-08 |
Branch Locations
100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aramak - Food Company | Dahlonega | GA | 11/2018 | 03/2020 |
| University Of North Georgia | Dahlonega | GA | 03/2019 | 03/2020 |
| Knox College | Galesburg | IL | 03/2021 | 06/2021 |
| Knox College | Galesburg | IL | 08/2021 | 10/2022 |
| Camp Walt Whitman | Piermont | NH | 06/2021 | 08/2021 |
| Haevn | Galesburg | IL | 03/2022 | 05/2022 |
| The Greenwood Project | Chicago | IL | 06/2022 | 07/2022 |
| Ubs Financial Services, Inc | Chicago | IL | 07/2022 | 08/2022 |
| Ubs Financial Services | Chicago | IL | 12/2022 | Present |
| U.S. Liceo Los Arcos | Caracas, Miranda | 08/2007 | 06/2018 | |
| University Of North Georgia | Dahlonega | GA | 08/2018 | 05/2020 |
| Knox College | Galesburg | IL | 08/2020 | 10/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-08 |
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