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Christopher Tanaka

Ubs Financial Services Inc.

Tampa, FL

Tampa, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-22
  • FL RA
    APPROVED
    Since 2023-05-22

Branch Locations

101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St Augustine High School San Diego CA 09/2012 06/2018
Unemployed San Diego CA 07/2018 09/2022
Catholic University Of America Washington Dc DC 07/2018 05/2022
Eckerson Group Washington Dc DC 03/2021 08/2021
Axos Bank La Jolla CA 11/2019 02/2020
The Bridges At Rancho Santa Fe Rancho Santa Fe CA 05/2020 08/2020
Ubs Financial Services Inc. Tampa FL 09/2022 Present
  • 09/2012 → 06/2018
    St Augustine High School
    San Diego, CA
  • 07/2018 → 09/2022
    Unemployed
    San Diego, CA
  • 07/2018 → 05/2022
    Catholic University Of America
    Washington Dc, DC
  • 03/2021 → 08/2021
    Eckerson Group
    Washington Dc, DC
  • 11/2019 → 02/2020
    Axos Bank
    La Jolla, CA
  • 05/2020 → 08/2020
    The Bridges At Rancho Santa Fe
    Rancho Santa Fe, CA
  • 09/2022 → Present
    Ubs Financial Services Inc.
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-19
  • S66 Uniform Combined State Law Examination
    2023-05-19

View on SEC IAPD

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