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Edelman Financial Engines CRD 104510
$326B regulatory AUM 322,130 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-17 |
| NY | RA | APPROVED | 2025-11-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | West Haven | CT | 04/2014 | 04/2022 |
| Wells Fargo Clearing Services, Llc | West Haven | CT | 04/2014 | 04/2022 |
| La Capital Management, Llc | West Haven | CT | 12/2016 | 09/2025 |
| Jpmorgan Chase Bank, N.A. | Pittsford | NY | 09/2023 | 10/2025 |
| J.P. Morgan Securities Llc | Pittsford | NY | 09/2023 | 10/2025 |
| Edelman Financial Engines | Santa Clara | CA | 11/2025 | Present |
LA Capital Management LLC, Not Investment Related , 92 Yates St West Haven CT 06516, 100% Ownership, Start Date 12/1/2016, 0 hours per month ; 0 hours during Securities trading hours, Equipment and vehicles for sub-contracting business and rental property property have been sold. The company an LLC is active, but I don't do any work for it.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-28 |
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