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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-07
  • TX RA
    APPROVED
    Since 2022-11-07

Branch Locations

Missouri City, TX • United States

Citi Private Bank 2700 Post Oak Boulevard, Suite 500, Houston, TX 77056 • United States

Citi Private Bank 388 Greenwich Street, 30Th Floor, New York, NY 10013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Mexico City 03/2021 06/2022
Casa De Bolsa Finamex Sab De Cv Mexico City 05/2018 03/2021
Casa De Bolsa Finamex Sab De Cv Mexico City 03/2017 05/2018
Citibanamex Mexico City 07/2015 03/2017
Citigroup Houston TX 06/2022 Present
  • 03/2021 → 06/2022
    Unemployed
    Mexico City
  • 05/2018 → 03/2021
    Casa De Bolsa Finamex Sab De Cv
    Mexico City
  • 03/2017 → 05/2018
    Casa De Bolsa Finamex Sab De Cv
    Mexico City
  • 07/2015 → 03/2017
    Citibanamex
    Mexico City
  • 06/2022 → Present
    Citigroup
    Houston, TX
Previous Registrations
  • 2022-11-07 → 2010-06-30
    Citi Private Alternatives, Llc
    Missouri City, TX
    Miami, FL
    Houston, TX
    New York, NY
    Richmond, TX
Other Businesses

JOSADA LLC; Investment-related; Nature: REAL ESTATE - holding a house based Houston. TX; Montgomery, TX ; Started: 4/12/2021; Title: MANAGER/PARTNER; Duties: SIGN DOCUMENTS, RECEIVE MAIL, SIGN CHECKS. MANAGE BANK ACCOUNT; No time is devoted each month during securities trading hours; 2 hours are devoted each month outside of securities trading hours. /////

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-07
  • S66 Uniform Combined State Law Examination
    2022-11-07

View on SEC IAPD

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