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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
Branch Locations
1731 Technology Dr Suite 600, San Jose, CA 95110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Walnut Creek | CA | 01/2024 | 11/2024 |
| Prudential | Walnut Creek | CA | 06/2022 | 10/2024 |
| Ihss | San Francisco | CA | 02/2022 | Present |
| Amazon | San Francisco | CA | 09/2020 | 08/2022 |
| Cheesecake Factory | San Francisco | CA | 07/2019 | 03/2020 |
| Unemployed | San Fracisco | CA | 04/2020 | 08/2020 |
| California Polytechnic University, Pomona | Pomona | CA | 09/2015 | 05/2019 |
| Lpl Enterprise, Llc | Walnut Creek | CA | 11/2024 | Present |
| Prudential | Walnut Creek | CA | 10/2024 | Present |
1) 12/04/2024- IHSS- Outside/W-2 Employment; IHSS- Caretaking, laundry, food preparation, food shopping- Not Inv Related- Walnut Creek, CA- Start Date 02/01/2022- 51hrs/mth- 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-26 |
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