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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-16 |
Branch Locations
106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States
5495 Bethelview Rd, Cumming, GA 30040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Cumming | GA | 11/2021 | Present |
| Wells Fargo Bank, Na | Cumming | GA | 11/2021 | Present |
| Quantum National Bank | Suwanee | GA | 08/2012 | 08/2021 |
| Piedmont Bank | Norcross | GA | 09/2021 | 11/2021 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-05-26 |
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