Suzanne Gracie Dineen

Wells Fargo Clearing Services, LLC

CRD 5155628

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-01-16

TX RA
APPROVED_RES

Since 2026-01-16

Branch Locations

106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States

5495 Bethelview Rd, Cumming, GA 30040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Cumming	GA	11/2021	Present
Wells Fargo Bank, Na	Cumming	GA	11/2021	Present
Quantum National Bank	Suwanee	GA	08/2012	08/2021
Piedmont Bank	Norcross	GA	09/2021	11/2021

11/2021 → Present

Wells Fargo Clearing Services, Llc

Cumming, GA
11/2021 → Present

Wells Fargo Bank, Na

Cumming, GA
08/2012 → 08/2021

Quantum National Bank

Suwanee, GA
09/2021 → 11/2021

Piedmont Bank

Norcross, GA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2022-05-26

S63 Uniform Securities Agent State Law Examination

2022-05-26

Other Names

Suzanne Gracie

View on SEC IAPD

More in Cumming, GA

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