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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-21 |
| NC | RA | APPROVED | 2023-02-06 |
Branch Locations
6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Clearing Services | Charlotte | NC | 05/2022 | 01/2023 |
| Disys | Mclean | VA | 04/2022 | 09/2022 |
| 878Th Engineer Company, North Carolina National Guard | Kings Mountain | NC | 06/2021 | Present |
| Shoprite Of Ramsey | Ramsey | NJ | 08/2016 | 07/2019 |
| Bz Dependable Plumbing And Heating | Teaneck | NJ | 09/2016 | 09/2021 |
| Stony Brook University | Stony Brook | NY | 09/2017 | 05/2021 |
| Wyckoff Ymca | Wyckoff | NJ | 06/2021 | 08/2021 |
| Morgan Stanley Smith Barney Llc | Charlotte | NC | 01/2023 | Present |
*536820 - North Carolina National Guard; Investment related: No; Raleigh, North Carolina; Military; Engineer Officer (proprietor, partner, officer, director, employee, trustee, agent) ; 08/2021; During business hours: 0; After business hours: 16; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2022-08-20 |
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