Jake Robert Galligan

Employer firm

Alphastar Capital Management CRD 157423

$2.50B regulatory AUM 28 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars
SUB-ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Alphastar Capital Management

19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2022-06-16

NC RA
APPROVED

Since 2022-06-16

Branch Locations

Fuquay-Varina, NC • United States

19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Alphastar Capital Management	Cornelius	NC	06/2022	Present
Financial Independence Group	Cornelius	NC	11/2019	Present
Unc-Chapel Hill	Chapel Hill	NC	08/2017	08/2019
Ymca Of The Triangle	Raleigh	NC	04/2015	07/2017

06/2022 → Present

Alphastar Capital Management

Cornelius, NC
11/2019 → Present

Financial Independence Group

Cornelius, NC
08/2017 → 08/2019

Unc-Chapel Hill

Chapel Hill, NC
04/2015 → 07/2017

Ymca Of The Triangle

Raleigh, NC

Other Businesses

Financial Independence Group a non-investment-related insurance marketing organization, 19520 W Catawba Ave Suite 200, Cornelius, NC 28031. Software Engineer, beginning 11/2019, devoting 158 hours a month with 108 hours devoted within securities trading hours focusing on developing applications for insurance agents.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-05-28

S65 Uniform Investment Adviser Law Examination

2022-05-28

View on SEC IAPD