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Rockefeller Financial LLC CRD 291361
$99.6B regulatory AUM 223 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-14 |
| NY | RA | APPROVED | 2022-12-09 |
Branch Locations
222 West Adams Suite 2450, Chicago, IL 60606 • United States
45 Rockefeller Plaza, New York, NY 10111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rockefeller Financial Llc | New York | NY | 07/2022 | Present |
| Villanova University | Villanova | PA | 08/2018 | 05/2022 |
| Christian Brother Academy | Albany | NY | 09/2014 | 06/2018 |
| Rockefeller Capital Management | Ny | NY | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-09 |
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