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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2026-04-03 |
| FL | RA | APPROVED | 2026-03-10 |
| PA | RA | APPROVED | 2026-02-09 |
Branch Locations
701 East Market Street, West Chester, PA 19382 • United States
100 Iron Lake Blvd, Exton, PA 19341 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Newtown Square | PA | 09/2023 | 11/2025 |
| Massmutual Life Insurance Co | Newtown Square | PA | 09/2023 | 11/2025 |
| West Chester University | West Chester | PA | 08/2018 | 05/2023 |
| Marple Newtown High School | Newtown Square | PA | 09/2014 | 06/2018 |
| Unemployed | Broomall | PA | 05/2023 | 09/2023 |
| Td Bank N.A. | West Chester | PA | 12/2025 | Present |
| Td Private Client Wealth Llc | West Chester | PA | 12/2025 | Present |
NAME: PA Rebels Baseball INV REL: N ADD: 104 Willowbrook ln, West Chester PA 19382 NATURE: Baseball coach POSITION: Coach START DATE: 11/26/2024 NO. HR/MO: 16 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Coach Baseball
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 2025-06-02 |
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