Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-07-05 |
| TX | RA | APPROVED | 2023-01-03 |
| NJ | RA | APPROVED | 2022-11-10 |
Branch Locations
555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Full Time Student At University Of The Pacific | Stockton | CA | 08/2017 | 12/2021 |
| Ubs Financial Services | Weehawken | NJ | 07/2022 | Present |
| Full Time Student At Granite Bay High School | Granite Bay | CA | 07/2012 | 06/2017 |
| Unemployed | Granite Bay | CA | 06/2021 | 07/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-08 |
Reach out to this advisor