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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-11-11 |
Branch Locations
6101 Fairview Rd, Charlotte, NC 28210 • United States
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 06/2022 | Present |
| Wells Fargo Bank, Na | Charlotte | NC | 07/2019 | Present |
| Sharonview Federal Credit Union | Charlotte | NC | 06/2018 | 04/2019 |
| Truliant Federal Credit Union | Charlotte | NC | 03/2015 | 06/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2022-10-07 |
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