Pablo J Baerga Cardona

Popular Securities, LLC

CRD 7578240

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Employer firm

Popular Securities, LLC CRD 8096

$2.62B regulatory AUM 36 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Popular Securities, Llc

Popular Center, 208 Ponce De Leon Suite 1200, Hato Rey, PR 00918 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2024-05-16

PR RA
APPROVED

Since 2024-05-16

Branch Locations

208 Ponce De Leon Ave Popular Center Suite 1200, San Juan, PR 00918 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Popular Securities, Llc	San Juan	PR	06/2023	Present
Ubs	San Juan	PR	06/2022	08/2022
B Fernandez & Hermanos	Bayamon	PR	05/2021	07/2021
Colegio San Ignacio De Loyola	San Juan	PR	08/2013	05/2019
Indiana University	Bloomington	IN	08/2019	05/2023

06/2023 → Present

Popular Securities, Llc

San Juan, PR
06/2022 → 08/2022

Ubs

San Juan, PR
05/2021 → 07/2021

B Fernandez & Hermanos

Bayamon, PR
08/2013 → 05/2019

Colegio San Ignacio De Loyola

San Juan, PR
08/2019 → 05/2023

Indiana University

Bloomington, IN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-05-13

S66 Uniform Combined State Law Examination

2024-05-13

Other Names

Pablo J Baerga
Pablo J Baergacardona

View on SEC IAPD

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