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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
200 Valley Road, Suite 300, Mount Arlington, NJ 07856 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nisivoccia Llp | Mount Arlington | NJ | 01/2011 | Present |
| Avantax Advisory Services | Mount Arlington | NJ | 06/2022 | 09/2025 |
| Avantax Investment Services Inc | Mount Arlington | NJ | 06/2022 | 09/2025 |
| Nisivoccia Wealth Advisors | Mount Arlington | NJ | 01/2023 | Present |
| Cetera Wealth Services, Llc | Mount Arlington | NJ | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS POSITION: Member NATURE: Provides various resources to various aspects of the Accounting profession. The AICPA offers tools such as continuing education, news articles, industry guidelines and standards, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/24/2015 ADDRESS: 200 Valley Road, Suite 300, Mount Arlington NJ 07856, United States DESCRIPTION: No duties and/or responsibilities. An annual member fee is paid to be a member of the AICPA. 2) NEW JERSEY SOCIETY OF CERTIFIED PUBLIC ACCOUNTANTS POSITION: Member NATURE: New Jersey Society of Certified Public Accountants (NJCPA) is the largest professional organization serving the needs of Garden State CPAs and aspiring CPAs. With a membership of more than 13,000, the NJCPA represents the majority of New Jersey CPAs in public practice, business & industry, government and education. We support our members through a variety of education, networking, leadership and volunteer initiatives. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/24/2015 ADDRESS: 200 Valley Road, Suite 300, Mount Arlington NJ 07856, United States DESCRIPTION: No duties and/or responsibilities. Pay an annual membership fee to be a member. 3) SUSSEX COUNTY CHAMBER OF COMMERCE, INC. YOUNG PROFESSIONALS GROUP POSITION: Committee Member NATURE: Young Professionals Group of Sussex County is a networking group to gather young professionals, under the age of 40, who are future leaders, business men and women, located in Sussex County, New Jersey. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/01/2018 ADDRESS: 120 Hampton House Road, Newton NJ 07860, United States DESCRIPTION: As a Committee Member of the Young Professionals, we meet monthly to discuss setting up various networking events either socials or educational programs for the young professionals located in Sussex County, New Jersey. 4) NISIVOCCIA WEALTH ADVISORS POSITION: Partner NATURE: This is the wealth management and financial planning entity used for investment-related brokerage and advisory client services. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 200 Valley Road, Suite 300, Mount Arlington NJ 07856, United States DESCRIPTION: Client oversight and developing new business 5) NISIVOCCIA LLP POSITION: Partner NATURE: This is the tax and accounting entity used for filing returns, statement preparations, reporting and consulting. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 01/03/2011 ADDRESS: 200 Valley Road, Suite 300, Mount Arlington NJ 07856, United States DESCRIPTION: Overseeingtax and accountingservices, filing returns, issuing statement preparations, reporting and consulting.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-09 |
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