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Lauren Alexandra Kinch

Ubs Financial Services Inc.

San Francisco, CA

San Francisco, CA

CRD 7577500

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-08-06
TX RA APPROVED 2023-10-02
CA RA APPROVED 2022-09-08
  • VA RA
    APPROVED
    Since 2024-08-06
  • TX RA
    APPROVED
    Since 2023-10-02
  • CA RA
    APPROVED
    Since 2022-09-08

Branch Locations

555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bny Mellon Wealth Management New York NY 06/2015 02/2018
Bny Mellon Wealth Management San Francisco CA 02/2018 06/2022
Ubs Private Wealth Management San Francisco CA 06/2022 Present
  • 06/2015 → 02/2018
    Bny Mellon Wealth Management
    New York, NY
  • 02/2018 → 06/2022
    Bny Mellon Wealth Management
    San Francisco, CA
  • 06/2022 → Present
    Ubs Private Wealth Management
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-08
  • S66 Uniform Combined State Law Examination
    2022-09-08

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

More in San Francisco, CA

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