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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 06/2022 | Present |
| Competitive Gaming Association, Llc | Houston | TX | 07/2020 | 04/2022 |
| Cimbria Consulting, Llc | Houston | TX | 08/2017 | 05/2020 |
| Juniata College | Huntingdon | PA | 08/2013 | 08/2017 |
| Unemployed | Houston | TX | 05/2020 | 07/2020 |
I*: 2496332 Entity Type: For Profit Name of OBA: L Quinn Looper DBA PopUp Collectibles Address: Houston, TX 77055 Investment Related: No Position, Title, Association: Officer Employee Start Date: 05/30/2025 Number of Hours: 5 hrs wkly Number of Hours during trading: 0 Duties: The entity's purpose is to trade collectibles (primarily trading cards) as a hobby. I will be responsible for making all financial decisions including which collectibles to buy and which to sell.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-26 |
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