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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2025-04-25 |
| NJ | RA | APPROVED | 2025-04-21 |
| NY | RA | APPROVED | 2025-04-17 |
| TX | RA | APPROVED | 2025-04-17 |
Branch Locations
Springfield, NJ • United States
1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Investment Management, Inc. | New York | NY | 04/2022 | 10/2023 |
| Full Time Education | Springfield | NJ | 06/2012 | 04/2019 |
| New York Sports Clubs | Springfield | NJ | 04/2019 | 09/2020 |
| Omni Hotels | Bretton Woods | NH | 09/2020 | 12/2020 |
| Turner Surety And Insurance Brokerage | Saddle Brook | NJ | 12/2020 | 01/2021 |
| Marriott International | New York | NY | 01/2021 | 04/2022 |
| First Republic Securities Company, Llc | New York | NY | 06/2022 | 10/2023 |
| J.P. Morgan Securities Llc | New York | NY | 09/2023 | 04/2025 |
| Jp Morgan Chase Bank, N.A. | New York | NY | 10/2023 | 04/2025 |
| Rbc Capital Markets, Llc | New York City | NY | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-02 |
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