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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-10-23 |
Branch Locations
2435 N Central Expy Ste 915, Richardson, TX 75080-2753 • United States
Allen, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Richardson | TX | 10/2009 | Present |
Business Ownership; Legacy 29:18, LLC; Co-owner; Manage Ameriprise Business; 2435 N Central Expressway, Suite 915, Richardson, TX, 75080; Investment-Related; 11/19/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Legacy 29:18, LLC; Co-owner; Manage advisory business; 2435 N Central Expressway, Suite 915, Richardson, TX, 75080; Investment-Related; 09/07/2020; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-23 |
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