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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-21 |
| CA | RA | APPROVED | 2024-03-08 |
Branch Locations
Palm Desert, CA • United States
660 Newport Center Drive Suite 750, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Investment Management, Inc. | Palm Springs | CA | 09/2021 | Present |
| First Republic Securities Company, Llc | Newport Beach | CA | 06/2022 | 10/2023 |
| Asset Retention Insurance Services, Inc. | Laguna Hills | CA | 03/2014 | 08/2021 |
| J.P. Morgan Securities Llc | Palm Springs | CA | 09/2023 | Present |
| Jp Morgan Chase Bank, N.A. | Palm Springs | CA | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-20 |
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