Marion Alexandra Berg-hallock

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2007-12-01

FL RA
APPROVED

Since 2007-12-01

Branch Locations

Citi Private Bank 201 S. Biscayne Blvd, Fl 31 Ste 3100 & Fl 33 Ste 3, Miami, FL 33131 • United States

Cape Coral, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Miami	FL	05/2007	Present

05/2007 → Present

Citigroup Global Markets Inc.

Miami, FL

Other Businesses

Coast2CoastCharters, LLC; Fishing Charter; Not investment-related; Miami, FL; Affiliation started on 09-15-2020; Title: Owner; Duties: Owner; 0 hours devoted each month during and outside securities trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-11-20

S66 Uniform Combined State Law Examination

2007-11-20

Other Names

Marion Alexandra Berg
Marion Berg Hallock
Marion Berg-Hallock

View on SEC IAPD