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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-10 |
| MN | RA | APPROVED | 2026-05-27 |
Branch Locations
753 Ameriprise Financial Ctr, Minneapolis, MN 55474-0007 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Minneapolis | MN | 05/2026 | Present |
| Morgan Stanley Smith Barney Llc | Chicago | IL | 06/2022 | 05/2026 |
| Sundays Off Pools Inc. | Plymoth | MN | 05/2018 | 09/2018 |
| Bricks Kitchen & Pub | Blaine | MN | 08/2018 | 05/2022 |
| Pump It Up | Ham Lake | MN | 04/2016 | 08/2017 |
| Full-Time Education | Blaine | MN | 08/2017 | 04/2018 |
Business Ownership; ParaFlo Solutions LLC; Owner; Consulting; 10941 Nassau Cir NE, , Blaine , MN, 55449; Not Investment-Related; 05/09/2026; 20 to 39 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2025-06-13 |
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