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Rockefeller Financial LLC CRD 291361
$99.6B regulatory AUM 223 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-11 |
| OK | RA | APPROVED | 2026-05-09 |
Branch Locations
300 Crescent Court Suite 1450, Dallas, TX 75201 • United States
3030 Northwest Expressway Suite 300, Oklahoma City, OK 73112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rockefeller Financial Llc | Edmond | OK | 08/2025 | 07/2026 |
| Jo's Famous Pizza | Edmond | OK | 05/2021 | Present |
| Morgan Stanley | Oklahoma City | OK | 06/2022 | 09/2022 |
| Oklahoma Christian Unversity | Edmond | OK | 08/2019 | 04/2024 |
| Oklahoma Christian School | Edmond | OK | 08/2015 | 06/2019 |
| Rockefeller Financial Llc | Oklahoma City | OK | 08/2026 | Present |
Jo's Famous Pizza; Not investment related; Edmond, OK; Family restaurant; Part-time bookkeeper; 2021; Around 12 hours per month; 0 hours during trading hours; I manage the cash and books through bank reconciliation and bill payment
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-09 |
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